Adesanya Adebayo Oluwaseun

Chief Compliance Officer

Adesanya Adebayo Oluwaseun serves as Chief Compliance Officer of NCDF Securities Limited. He is responsible for regulatory compliance, internal control systems, and enterprise risk monitoring across the firm’s capital markets operations, ensuring adherence to statutory requirements, operational integrity, and institutional governance standards.

Role at NCDF Securities

In his role, he is responsible for:

  • overseeing compliance with SEC Nigeria regulations and capital market rules
  • designing and implementing internal control and compliance frameworks
  • conducting enterprise-wide risk assessments across capital market activities
  • monitoring transaction compliance, regulatory filings, and reporting obligations
  • identifying control weaknesses and implementing corrective measures
  • overseeing audit processes, compliance reviews, and regulatory inspections
  • ensuring adherence to KYC/AML standards and investor protection requirements
  • preparing compliance reports for executive management and the Board

Leadership Mandate

His mandate is focused on building a robust compliance and internal control environment within NCDF Securities Limited, ensuring that all capital markets activities are executed within regulatory boundaries, strong governance frameworks, and disciplined risk management systems.

Experience

Adesanya Adebayo Oluwaseun brings extensive experience across banking operations, internal control, compliance, and financial reconciliation, with over a decade of experience in regulated financial environments.

He currently leads internal control and compliance functions at LifeCome Care UK Limited, where he designs and implements enterprise-wide control systems, conducts risk assessments, and supports audit and regulatory compliance processes. His role includes developing audit frameworks, monitoring risk exposures, and ensuring compliance with internal policies and regulatory standards, including ISO-aligned quality systems.

He previously held roles at Union Bank of Nigeria Plc, where he contributed to reconciliation, financial control, fraud monitoring, and compliance processes, as well as earlier roles at FCMB, Access Bank, and Mansard Insurance, gaining broad experience across banking operations, regulatory compliance, and financial control systems.

Areas Of Focus

  • regulatory compliance and control frameworks
  • enterprise risk assessment and monitoring
  • internal audit and control systems
  • KYC/AML compliance and governance
  • financial reconciliation and operational risk
  • compliance reporting and regulatory alignment

Governance Note

This role is exercised within NCDF Securities Limited, which operates as the capital markets execution arm of the NCDF ecosystem.

It is distinct from:

  • NCDF Holdings Limited, which provides strategic oversight
  • NCDF Investment Management Plc, which acts as the fiduciary investment manager

His role provides independent control and compliance oversight of capital markets activities, ensuring that transaction execution is aligned with regulatory requirements and institutional governance standards.