NCDF Securities Limited is committed to maintaining the highest standards of compliance, governance, and ethical conduct. Our approach is designed to support regulatory alignment, protect investors, and ensure responsible participation in the capital markets.
NCDF Securities Limited operates in alignment with applicable laws and regulatory standards governing capital market activities in Nigeria, including the requirements of the Securities and Exchange Commission (SEC) Nigeria.
Important Notice
NCDF Securities Limited does not undertake regulated activities requiring licensing until all necessary approvals and authorisations are obtained. All transactions are subject to applicable legal and regulatory requirements.
Our governance framework ensures accountability, oversight, and disciplined execution across all activities.
We operate with a clear commitment to transparency, regulatory discipline, and institutional integrity.
We maintain a strong focus on fair dealing and transparent communication with investors and stakeholders.
Information on this website is provided for general informational purposes only and does not constitute investment advice or an offer to sell or solicit the purchase of any securities.
NCDF Securities Limited maintains a zero-tolerance approach to financial crime and unethical conduct.
We reserve the right to request documentation and decline engagements where compliance requirements are not satisfied.
To support transparency and institutional engagement, NCDF Securities maintains a core set of compliance and governance documents aligned with regulatory and global best practices.
These documents define our operational standards, governance approach, and compliance posture. Selected documents may be made available to investors, partners, and regulators upon request or through controlled access.
We encourage the reporting of concerns relating to misconduct, regulatory breaches, or unethical behaviour.
All reports are handled appropriately and, where necessary, confidentially.
Compliance Contact Email:
info@ncdfgroup.com